In an industry highly regulated by multiple agencies such as the SEC, IRS, DOJ, and FINRA, it becomes ever more important for our clients to remain compliant under the regulations set forth by these entities. Our team seeks to preemptively avoid compliance issues through the implementation of customized compliance protocols.
When necessary, we also see clients through investigations and litigations, acting as aggressive advocates on their behalves with respect to matters of fraud, breach of contract, unlawful competition, and misappropriation of information.
As an added value, many of our attorneys across multiple practice areas offer their skills and services to our investment management clients. We provide counsel regarding tax benefits, foreign investment, formation and governance, bankruptcy, and investment vehicle restructuring, among other things.