AdvisorHub Regularly Looks to Partner James E. Heavey for Comment on Registered Investment Advisor Matters

In two recent articles, James E. Heavey was called to comment on the recent Edward Jones attempts to enjoying a former advisor during the COVID-19 pandemic for doing what it permits its own recruited advisors to do in “Edward Jones Seeks to Stall Broker Who Joined LPL;” and in “Judge Kills TRO Against RayJay Team, Saying Old Employer Misled Him,” James comments on the dismissal of a TRO against former advisors of Regions Bank for misrepresenting facts in the affidavits in support of, that the court relied on.