AdvisorHub Regularly Looks to Partner James E. Heavey for Comment on Registered Investment Advisor Matters

May 28, 2020 | In The Media

In two recent articles, James E. Heavey was called to comment on the recent Edward Jones attempts to enjoying a former advisor during the COVID-19 pandemic for doing what it permits its own recruited advisors to do in “Edward Jones Seeks to Stall Broker Who Joined LPL;” and in “Judge Kills TRO Against RayJay Team, Saying Old Employer Misled Him,” James comments on the dismissal of a TRO against former advisors of Regions Bank for misrepresenting facts in the affidavits in support of, that the court relied on.