- Successfully Represented Investment Funds in Litigation
- Represented multiple private investment funds in successful litigation involving breakup fees.
- Counsel to Former Portfolio Managers Enmeshed in Disputes
- Represented former portfolio managers in resolving compensation disputes upon termination of employments.
- Provided Counsel on Formation and Governance
- Represented multiple private investment partnerships, broker dealers, and investment advisors, providing counsel on formation and governance issues.
- Successfully Resolved Disputes with Taxing Authorities
- Represented multiple clients in resolving open disputes with taxing authorities.
- Successfully Structured Business Transactions
- Represented multiple clients in structuring business purchase and sale transactions.
- Managed British Corporation’s Sale of U.S. Subsidiary
- Represented a British corporation in the sale of a U.S. subsidiary, including the termination of a cross-border option compensation plan.
- Counsel to Clients Regarding SEC and FINRA Actions
- Represented various broker dealers in SEC and FINRA enforcement actions.
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