Morgan Stanley Broker Who Jumped to Wells Accedes to TRO

Jul 9, 2019 | In The Media

You don’t need a particularly large book of business these days to attract legal attention from a wirehouse eager to keep client assets. Morgan Stanley won a temporary restraining order last week against James N. Washington II, who was managing $30 million for customers when he went independent on June 27, according to a spokeswoman for Seventy2 Capital, his new firm in Bethesda, Maryland that is affiliated with Wells Fargo Advisors Financial Network…READ MORE