Finra Arbitration Panel Squashes TRO Against Ex-Jones Broker

Dec 6, 2019 | In The Media

A former Edward Jones broker who agreed to a temporary restraining order three weeks ago prohibiting him from telling customers about his move to Ameriprise won an unusual victory on Wednesday when a Finra arbitration panel ordered the parties to have a court dismiss the TRO. After a single day of evidentiary hearing on Edward Jones’s motion for permanent injunctive relief, arbitrators on Wednesday told the parties to “jointly seek a dissolution of the federal court temporary restraining order” and not to seek any extension, according to a filing Jones and Peterson made Thursday in federal district court in Nevada…READ MORE