News & Publications

Partner James E. Heavey Quoted in Investment News and Barron’s Regarding the Most Recent Departures from UBS After Its Deviation from Broker Protocol

Commenting on USB’s brokers’ departures in “UBS, After Dumping the Broker Protocol, Continues  to See Brokers Come and Go” featured in Investment News and “UBS Brokers Come and Go After Firm Ditches Protocol” in Barron’s, James E. Heavey pointed out how the circumstance of UBS’ swift abandonment of the Broker Protocol has caused an acceleration in personnel exits.